SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
C/O HARSCO CORP PO BOX 8888 |
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(Street)
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2. Issuer Name and Ticker or Trading Symbol
HARSCO CORP
[ HSC ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
Senior V. P.-Operations |
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3. Date of Earliest Transaction
(Month/Day/Year) 08/13/2003
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, $1.25 par value |
08/12/2003 |
08/12/2003 |
M |
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10,000 |
A |
$29.47
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15,895.7766 |
D |
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Common Stock, $1.25 par value |
08/12/2003 |
08/12/2003 |
S |
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10,000 |
D |
$36.65
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5,895.7766 |
D |
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Common Stock, $1.25 par value |
08/12/2003 |
08/06/2003 |
M |
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2,700 |
A |
$34.28
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8,595.7766 |
D |
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Common Stock, $1.25 par value |
08/12/2003 |
08/12/2003 |
S |
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2,700 |
D |
$36.65
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5,895.7766 |
D |
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Common Stock, $1.25 par value |
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60.9371 |
I |
By daughter |
Common Stock, $1.25 par value |
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4,524.874
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I |
Savings Plan |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
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$29.47
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08/12/2003 |
08/12/2003 |
M |
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10,000 |
01/23/1997 |
01/22/2006 |
Common Stock, $1.25 par value |
10,000 |
$0
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0.0000 |
D |
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Stock Option (Right to Buy)
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$34.28
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08/12/2003 |
08/06/2003 |
M |
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2,700 |
01/27/1998 |
01/26/2007 |
Common Stock, $1.25 par value |
2,700 |
$0
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7,300 |
D |
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Stock Option (Right to Buy)
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$37.81
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01/25/2008 |
Common Stock, $1.25 par value |
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9,000 |
D |
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Stock Option (Right to Buy)
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$26.66
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01/24/2009 |
Common Stock, $1.25 par value |
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20,000 |
D |
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Stock Option (Right to Buy)
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$29
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01/23/2010 |
Common Stock, $1.25 par value |
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20,000 |
D |
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Stock Option (Right to Buy)
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$25.63
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01/21/2011 |
Common Stock, $1.25 par value |
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40,000 |
D |
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Stock Option (Right to Buy)
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$32.65
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01/20/2012 |
Common Stock, $1.25 par value |
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24,000 |
D |
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Explanation of Responses: |
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Mark E. Kimmel, Attorney-in-Fact |
08/13/2003 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the
undersigned, a director and (or) officer of Harsco
Corporation, a Delaware corporation (the "Company")
does hereby nominate, constitute and appoint
Salvatore D. Fazzolari, Paul C. Coppock and
Mark E. Kimmel, or any one of them, his or her
true and lawful attorneys and agents to do any
and all acts and things and execute and file any
and all instruments which said attorneys and agents,
or either of them, may deem necessary or advisable to
enable the undersigned (in his or her individual
capacity or in a fiduciary or any other capacity)
to comply with the Securities Exchange Act of 1934,
as amended (the "Act"), and any requirements of the
Securities and Exchange Commission in respect thereof,
in connection with the preparation, execution and
filing of any report or statement of beneficial
ownership or changes in beneficial ownership of
securities of the Company that the undersigned
(in his or her individual capacity or in a fiduciary
or any other capacity) may be required to file
pursuant to Section 16(a) of the Act, including
specifically, but without limitation, full power
and authority to sign the undersigned's name,
in his or her individual capacity or in a fiduciary
or any other capacity, to any report or
statement on Form 3, Form 4 or Form 5 or
to any amendment thereto, or any form or
forms adopted by the Securities and Exchange
Commission in lieu thereof or in addition thereto
, hereby ratifying and confirming all that said
attorneys and agents, or any of them, shall do or
cause to be done by virtue thereof.
This authorization shall supersede all
prior authorizations to act for the undersigned
with respect to securities of the Company
in these matters, and shall survive the
termination of the undersigned's status
as a director and (or) officer of the
Company and remain in effect thereafter
for so long as the undersigned (in his or
her individual capacity or in a fiduciary
or any other capacity) has any obligation
under Section 16 of the Act with respect
to securities of the Company.
IN WITNESS WHEREOF, I have hereunto
set my hand this 24th day of August, 2002.
Signature
Ronald W. Kaplan
Print Name