SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
04/29/2014
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3. Issuer Name and Ticker or Trading Symbol
HARSCO CORP
[ HSC ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
| Remarks: |
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| No securities are beneficially owned. |
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By: A. Verona Dorch For: Elaine La Roche |
05/05/2014 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned,
a director and (or) officer of Harsco Corporation,
a Delaware corporation (the "Company") does hereby
nominate, constitute and appoint F. Nicholas
Grasberger, III, A. Verona Dorch and Katja
Demeter-Fitzgerald, or any one of them, his or
her true and lawful attorneys and agents to do
any and all acts and things and execute and file
any and all instruments which said attorneys and
agents, or either of them, may deem necessary or
advisable to enable the undersigned (in his or
her individual capacity or in a fiduciary or
any other capacity) to comply with the Securities
Exchange Act of 1934, as amended (the "Act"), and
any requirements of the Securities and Exchange
Commission in respect thereof, in connection with
the preparation, execution and filing of any report
or statement of beneficial ownership or changes in
beneficial ownership of securities of the Company
that the undersigned (in his or her individual
capacity or in a fiduciary or any other capacity)
may be required to file pursuant to Section 16(a)
of the Act, including specifically, but without
limitation, full power and authority to sign the
undersigned's name, in his or her individual
capacity or in a fiduciary or any other capacity,
to any report or statement on Form 3, Form 4 or
Form 5 or to any amendment thereto, or any form
or forms adopted by the Securities and Exchange
Commission in lieu thereof or in addition thereto,
hereby ratifying and confirming all that said
attorneys and agents, or any of them, shall do or
cause to be done by virtue thereof.
This authorization shall supersede all prior
authorizations to act for the undersigned with
respect to securities of the Company in these
matters, and shall survive the termination of
the undersigned's status as a director and (or)
officer of the Company and remain in effect
thereafter for so long as the undersigned
(in his or her individual capacity or in a
fiduciary or any other capacity) has any
obligation under Section 16 of the Act with
respect to securities of the Company.
IN WITNESS WHEREOF, I have hereunto set my hand
this 17th day of March 2014.
Signature
Elaine La Roche
Print Name
