SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year)
04/29/2014
|
3. Issuer Name and Ticker or Trading Symbol
HARSCO CORP
[ HSC ]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| SVP, Harsco Metals & Minerals |
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
| Remarks: |
|
| No securities are beneficially owned. |
|
By: A. Verona Dorch For: Richard E. Lundgren Jr. |
05/05/2014 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned,
a director and (or) officer of Harsco Corporation, a Delaware
corporation (the "Company") does hereby nominate, constitute
and appoint F. Nicholas Grasberger, III, A. Verona Dorch and
Katja Demeter-Fitzgerald, or any one of them, his or her true
and lawful attorneys and agents to do any and all acts and
things and execute and file any and all instruments which
said attorneys and agents, or either of them, may deem
necessary or advisable to enable the undersigned (in his
or her individual capacity or in a fiduciary or any
other capacity) to comply with the Securities Exchange
Act of 1934, as amended (the "Act"), and any requirements
of the Securities and Exchange Commission in respect thereof,
in connection with the preparation, execution and filing of
any report or statement of beneficial ownership or changes
in beneficial ownership of securities of the Company that
the undersigned (in his or her individual capacity or in a
fiduciary or any other capacity) may be required to file
pursuant to Section 16(a) of the Act, including specifically,
but without limitation, full power and authority to sign the
undersigned's name, in his or her individual capacity or in
a fiduciary or any other capacity, to any report or statement
on Form 3, Form 4 or Form 5 or to any amendment thereto, or
any form or forms adopted by the Securities and Exchange
Commission in lieu thereof or in addition thereto, hereby
ratifying and confirming all that said attorneys and agents,
or any of them, shall do or cause to be done by virtue thereof.
This authorization shall supersede all prior authorizations
to act for the undersigned with respect to securities of the
Company in these matters, and shall survive the termination
of the undersigned's status as a director and (or) officer
of the Company and remain in effect thereafter for so long
as the undersigned (in his or her individual capacity or
in a fiduciary or any other capacity) has any obligation
under Section 16 of the Act with respect to securities of
the Company.
IN WITNESS WHEREOF, I have hereunto set my hand this 9th day
of April 2014.
Signature
Richard E. Lundgren, Jr.
Print Name
